Build and Protect Your Wealth

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Surpassing Traditional Limits of Private Investment Management with Tailored Strategies for Growth and Income. 

HOW WE APPROACH INVESTING:



Our Investment Philosophy

We believe well-constructed and diversified portfolios that align with our client’s risk, growth goals, estate plan, and business needs provide the most efficient method for managing liquid portfolios.


Our investment approach is designed around a theory of market efficiency which simply states that trying to beat the market over the long term is difficult to sustain and active management of securities in the public markets is only effective in certain asset classes.   


Members of our investment team can select from more than 21 portfolio strategy options to integrate with your existing holdings and create an enhanced investment strategy while under our management.

Our Investment Philosophy

We believe well-constructed and diversified portfolios that align with our client’s risk tolerance, growth goals, estate plan, and business needs provide the most efficient method for managing personal wealth and corporate reserves..


Our investment approach is designed around a theory of market efficiency which simply states that trying to beat the market over the long term is difficult to sustain and active management of securities in the public markets is only effective in certain asset classes.   


Members of our investment team can select from more than 21 portfolio strategy options to integrate with your existing holdings and create an enhanced investment strategy while under our management.

Your Journey with Socha Capital Begins with Planning


Designing and constructing a proper portfolio strategy requires a deep understanding of your past decisions, needs, risk appetite and goals.

Start Your Journey Start Your Journey

Our investment process begins with a thoughtful and thorough review of your financial history, short term needs and long term goals.


We know that your financial strategy needs to be as unique as you are.

Your Journey with Socha Capital Begins with Planning

Start Your Journey

Designing and constructing a proper portfolio strategy requires a deep understanding of your past decisions, needs, risk appetite and goals.


Our investment process begins with a thoughtful and thorough review of your financial history, short term needs and long term goals. We know that your financial strategy needs to be as unique as you are.

Our goal is to understand the goals that matter to you.


Through the Discovery Stage of our financial planning process,

our team of experienced wealth advisors: 

LISTEN TO UNDERSTAND

We take the time to understand your individual financial objectives, risk tolerance, and desired timeline. 

IDENTIFY NEEDS

Our Financial Planners identify the needs for cashflow, short-term liquidity parameters, long term savings, and tax-efficient yield.

THINK STRATEGICALLY

We utilize a combination of diversified portfolio trading strategies with options preferences, such as income, defense or tax that can be woven into your overall investment strategy.

PAY ATTENTION

Socha Capital Planner closely monitors your portfolio's performance and will keep you informed about changes, market trends, and adjustments that may be necessary. 

HOW WE APPROACH OUR WORK TOGETHER



Investment Policy Statement

At Socha Capital, we are committed to using an Investment Policy Statement (IPS) as the cornerstone for making informed decisions about managing and strategically allocating financial resources.  

 

This essential document governs each account based on its distinct purpose and associated time horizon, clearly outlining asset allocation parameters and risk/return objectives. In short, it's a summary of our client's guiding investment principles and our plans to fulfill them.

  • An IPS adds clarity to the processes necessary for the timely execution and ongoing maintenance of the investment strategy.  


  • The inherent flexibility of an IPS allows for adaptation to evolving financial dynamics and market conditions. 


  • The Investment Policy Statement fosters disciplined investing and accountability across all interested parties while helping investors achieve their financial goals. 


  • By leveraging this comprehensive guide, our clients can optimize cash management, enhance investment returns, and maintain the necessary liquidity to support both household lifestyle needs and business operations. 

OUR WORK TOGETHER

Investment Policy Statement

At Socha Capital, we are committed to using an Investment Policy Statement (IPS) as the cornerstone for making informed decisions about managing and strategically allocating financial resources.  

 

This essential document governs each account based on its distinct purpose and associated time horizon, clearly outlining asset allocation parameters and risk/return objectives. In short, it's a summary of our client's guiding principles of investment and our plans to fulfill them.


Why the Investment Policy Statement is Important:


  • It adds clarity to the processes necessary for the timely execution and ongoing maintenance of the investment strategy.  


  • The IPS's inherent flexibility allows for adaptation to evolving financial dynamics and market conditions.  


  • It fosters disciplined investing and accountability across all interested parties while helping investors achieve their financial goals.  


  • By leveraging this comprehensive guide, our clients can optimize cash management, enhance investment returns, and maintain the necessary liquidity to support both household lifestyle needs and business operations. 

Portfolio Strategy, Development

& Monitoring


Socha Capital employs a diverse set of strategies and portfolio options to match your family or business needs, with risk tolerance, cashflow and accumulation goals. 

1. Comprehensive Review

We start with a comprehensive review of your existing liquid and non-liquid assets to determine your baseline. 

3. Investment Strategy

We then develop a strategy using a variety of core positions and proactive tactical allocations to achieve an enhanced risk/return profile for your estate and business, if needed.

5. Ongoing Review

Going forward, our team will review your portfolio results, on at least a quarterly basis, and ensure new cashflows are invested towards your Investment Policy Statement directives, and cashflow needs are accurately planned for as needs arise. 

2. Assessment

Next, we provide an assessment of gaps, inefficiencies, and ideas to improve your asset diversification, allocation, location, and risk (peak to trough reduction).

4. Transition Plan

Upon approval, our investment team will determine a transition plan to tax efficiently migrate your portfolio holdings in line with your directives, market conditions, and limits developed through your Investment Policy Statement (IPS). 

Portfolio Strategy, Development & Monitoring.


Socha Capital employs a diverse set of strategies and portfolio options to match your family or business needs, with risk tolerance, cashflow and accumulation goals. 

1. Comprehensive Review

We start with a comprehensive review of your existing liquid and non-liquid assets to determine your baseline. 

2. Assessment

We provide an assessment of gaps, inefficiencies, and ideas to improve your asset diversification, allocation, location, and risk (peak to trough reduction).

3. Investment Strategy

We then develop a portfolio strategy with a solid core that serves as the long-term foundation, and proceed to make proactive changes around the core to lean into areas of the market that we feel will perform well and/or may need to be rebalanced due to the cyclical nature of many market sectors.

4. Transition Plan

Upon approval, our investment team will determine a transition plan to tax efficiently migrate your portfolio holdings in line with your directives, market conditions, and limits developed thought your Investment Policy Statement (IPS). 

5. Ongoing Review

Going forward, our team will review your portfolio results, on at least a quarterly basis, and ensure new cash flows are invested towards your IPS directives, and cashflow needs are accurately planned for as needs arise. 

Set Up a Discovery Call

with Our Founder

Our expertise includes cashflow planning, risk management, investment management, legal planning, tax planning, charitable giving, and more.

As a premier fractional family office for entrepreneurs we work to simplify the process of managing wealth by offering complete, customized financial solutions.


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